Anthony J. Holland
Professional summary
Anthony Joseph Holland is a registered financial professional currently at COMPASS POINT RESEARCH & TRADING, LLC located in Washington, District Of Columbia.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2026. Anthony has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Joseph Holland's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2026 - Present
COMPASS POINT RESEARCH & TRADING, LLC
Office #1: 2300 N Street, Nw Suite 450, Washington, DC 20037State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2026)
(1/22/2026)
(1/13/2026)
(1/22/2026)
(1/22/2026)
(1/22/2026)
(1/22/2026)
(1/22/2026)
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(1/22/2026)
Exams
Series 7TO
Date: 1/12/2026
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
COMPASS POINT RESEARCH & TRADING, LLC
CRD#: 126258 / SEC#: , 8-65866
Contact information
FINRA licenses (33 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOONER HOLDINGS, LLC | HOLDING COMPANY | |
| DOERR, MANDY MULLER | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 4988605 |
| DREYER, SCOTT ERIC | EXECUTIVE CHAIRMAN | 717434 |
| GRANT, KEVIN STEWART | CHIEF COMPLIANCE OFFICER | 6383394 |
| HAYES, BURKE FROST JR | CEO | 3211858 |
| NEALON, CHRISTOPHER ALLEN | CHIEF OPERATING OFFICER | 2447167 |
| NICOLL, ROBERT ANDREW | MEMBER | 2826685 |
| SHEEDY, THOMAS WILLIAM | MEMBER | 1777044 |
Red Flags
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