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BB

Benjamin C. Brodeur

ELEVATION
Englewood Cliffs, NJ 07632
CRD#: 8207461
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BB
Benjamin C Brodeur Mr.ELEVATION

Professional summary

Benjamin C Brodeur Mr., who also goes by Benjamin C Brodeue Mr., is a registered financial professional currently at ELEVATION, LLC located in Englewood Cliffs, New Jersey.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2026. Benjamin has worked at 1 firm and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.

Aliases

Benjamin C Brodeue Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin C Brodeur Mr.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2026 - Present

ELEVATION, LLC

Office #1: 560 Sylvan Avenue Suite 3050, Englewood Cliffs, NJ 07632
BD
CRD#: 140341
Englewood Cliffs, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(1/31/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/31/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 2/21/2026
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/20/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/30/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

EL
ELEVATION, LLC
ELEVATION SECURITIES | ELEVATION, LLC

CRD#: 140341 / SEC#: , 8-67306

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211
Mailing Address
6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211
Phone number
(704) 926-1100
Established
North Carolina since 12/27/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SHEEHAN, PATRICK JAMESMANAGING MEMBER2053134
SARAH TRENT HARRIS IRREVOCABLE FAMILY TRUSTPASSIVE INVESTOR
BARTON ASSET MANAGEMENT, LLCPASSIVE INVESTOR
CARTER III, WARREN SMOOTPARTNER6751824
HARRIS, MATTHEW CARTERTRUSTEE6178227
LUCAS, CLAIRE TOURNEPASSIVE INVESTOR
LUCAS, HAINES DEMARESTPASSIVE INVESTOR
LUCAS, JOSIAH CHARLES TRENTTRUSTEE6178218
MEUNIER, CHRISTOPHER JABOAFINOP7407392
PEAK6 INVESTMENTS, L.P.PASSIVE INVESTOR
PETERSON, KELSEY CARL IIIREGISTERED OPTIONS PRINCIPAL6684459
SHEEHAN, JOHN MICHAEL BYRNEPARTNER, CEO2272269
SILVER, SCOTT MICHAELCHIEF COMPLIANCE OFFICER - CCO2290261

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ELEVATION, LLC

CRD#: 140341Englewood Cliffs, NJ 07632

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