David Stauffer
Professional summary
David Stauffer, who also goes by David B Stauffer, David Brian Stauffer, is a registered financial professional currently at SOFI SECURITIES LLC located in Jacksonville, Florida.
David is registered as a RR (Registered Representative) and started their career in finance in 2026. David has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Stauffer's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2026 - Present
SOFI SECURITIES LLC
Office #1: 5335 Gate Pkwy 5th Floor, Jacksonville, FL 32256April 23, 2026 - June 3, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 18, 2026 - June 3, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/6/2026)
Exams
Series 7TO
Date: 3/18/2026
General Securities Representative ExaminationFINRA
Current Firm
SOFI SECURITIES LLC
CRD#: 151717 / SEC#: , 8-68389
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
SOFI SECURITIES LLC
CRD#: 151717Jacksonville, FL 32256TRUST BUT VERIFY
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