Peter H. Norton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Henry Norton was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1976. Peter had worked at 3 firms and has passed the Series 65, Series 63, PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - November 2, 2012
NORTON CAPITAL MANAGEMENT, INC.
November 9, 1985 - June 26, 1992
CIBC WORLD MARKETS CORP.
April 1, 1976 - November 1, 1985
FIRST MANHATTAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
PC
Date: 7/22/1977
AMEX Put and Call ExamCurrent Firm
NORTON CAPITAL MANAGEMENT, INC.
CRD#: 116223 / SEC#:
Contact information
Red Flags
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