Joseph A. Fulkerson
EAGLE STRATEGIES LLC
HERNDON, VA 20170
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CRD#: 819913
Professional summary
Joseph Anthony Fulkerson, CFP® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Herndon, Virginia and NYLIFE SECURITIES LLC located in Herndon, Virginia.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Joseph has worked at 3 firms and has passed the Series 63, Series 6TO, Series 22TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 625 Elden Street Suite 203, Herndon, VA 20170; Start Date 01/2016; Role/Title: Partner; Investment Related; 40 hours per month; 40 hours per month during securities trading hours] [OPERATING UNDER THE NAME OF ELDENSTREET FINANCIAL, LLC D.B.A. ELDENSTREET FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; HERNDON, VA; START DATE: 03/2016]
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Anthony Fulkerson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
July 22, 2002 - Present
EAGLE STRATEGIES LLC
Office #1: 625 Elden Street Suite 203, Herndon, VA 20170RIA
CRD#: 110826
HERNDON, VA
Current
November 3, 1982 - Present
NYLIFE SECURITIES LLC
Office #1: 625 Elden Street Suite 203, Herndon, VA 20170BD
CRD#: 5167
Herndon, VA
Past
April 7, 1981 - September 7, 1982
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
Past
March 25, 1976 - November 27, 1979
NYLIFE SECURITIES LLC
BD
CRD#: 5167
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/30/2023)
RR
Colorado(5/29/2014)
RR
District of Columbia(7/11/1985)
RR
Florida(1/26/2005)
RR
Indiana(7/1/2021)
RR
Kentucky(6/11/2021)
RR
Maryland(6/29/1985)
RR
New Jersey(10/29/2020)
RR
New York(1/3/2014)
RR
North Carolina(10/19/2020)
RR
Pennsylvania(4/18/2022)
RR
Texas(1/2/2024)
RR
Virginia(9/18/1984)
IAR
Virginia(7/22/2002)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 3/23/1976
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Herndon, VA 20170TRUST BUT VERIFY
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