Nicholas E. Broska

FINANCIAL RESOURCES GROUP

GLASTONBURY, CT 06033

CRD#: 8197716

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Professional summary

Nicholas Edward Broska, who also goes by Nicholas Broska, is a registered financial advisor currently at FINANCIAL RESOURCES GROUP, LLC located in Glastonbury, Connecticut.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Nicholas has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Broska

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Edward Broska's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2026 - Present

FINANCIAL RESOURCES GROUP, LLC

Office #1: 116 Oak Street 2nd Floor, Glastonbury, CT 06033

RIA

CRD#: 293380

GLASTONBURY, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/16/2026

Uniform Investment Adviser Law Examination

Current Firm

FINANCIAL RESOURCES GROUP, LLC

CRD#: 293380 / SEC#:

Connecticut

Registered Investment Advisory firm - (9/4/2018 Approved)

Texas

Registered Investment Advisory firm - (2/28/2024 Conditional Restricted)

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Contact information

Main Address

116 Oak Street 2nd Floor, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 657-8380

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	361
AUM (Assets Under Management)	$ 81,064,003

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas E. Broska

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Edward Broska's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL RESOURCES GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/16/2026

Current Firm

FINANCIAL RESOURCES GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL RESOURCES GROUP, LLC

TRUST BUT VERIFY

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