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Peter Malonis

ELEQUIN SECURITIES
NEW YORK, NY
·CRD# 8196661·1 year experience

Professional Summary

Peter Malonis is a registered financial advisor currently at ELEQUIN SECURITIES LLC located in New York, New York. Peter is registered as a RR (Registered Representative) and started their career in finance in 2026. Peter has worked at 1 firm and has passed the Series 57TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

ELEQUIN SECURITIES LLC·CRD# 311650
BD
1333 Broadway Suite 500, New York, NY 10018
January 30, 2026 - Present

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Current Firm

ES
ELEQUIN SECURITIES LLC

ELEQUIN SECURITIES LLC

CRD#: 311650 / SEC#: 8-70654
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1333 Broadway Suite 500, New York, NY 10018

Mailing Address

1333 Broadway Suite 500, New York, NY 10018

Phone Number

(929) 346-7126

Established

Delaware since 04/07/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ELEQUIN HOLDINGS LLCPARENT COMPANY—
CROTTY, CHRISTOPHER CHARLESCHIEF COMPLIANCE OFFICER2488082
FINLAYSON, JAMES DREWPRESIDENT, FINOP, COO3096527
GUTIERREZ, PETER GERMANCHIEF EXECUTIVE OFFICER2933355

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Jan 2026About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2026About the SIE exam
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Peter Malonis's CRS (Customer Relationship Summary).

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