JF
John Farley
MACRO RISK ADVISORS
RYE, NY 10580
CRD#: 8194322
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JF
John FarleyMACRO RISK ADVISORS
Professional summary
John Farley is a registered financial professional currently at MACRO RISK ADVISORS LLC located in Rye, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2026. John has worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Farley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2026 - Present
MACRO RISK ADVISORS LLC
Office #1: 411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580BD
CRD#: 148143
RYE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(2/20/2026)
RR
Maryland(2/20/2026)
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 2/20/2026
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MR
MACRO RISK ADVISORS LLC
MACRO RISK ADVISORS LLC
CRD#: 148143 / SEC#: , 8-67973
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580
Mailing Address
Po Box 6259, Fair Haven, NJ 07704
Phone number
(212) 287-2640
Established
New York since 05/09/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACRO HOLDINGS LLC | SHAREHOLDER - MEMBER | |
| CURNUTT, DEAN CARL | PRESIDENT | |
| LUTTENBERGER, JOHN THOMAS | CHIEF COMPLIANCE OFFICER | |
| TAO, BING QIN | FINOP | 6253793 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
