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Philip St. G. Cocke V

PARTNERCAP SECURITIES
BLUFFTON, SC
·CRD# 819248·41 years experience

Professional Summary

Philip St. G. Cocke V, who also goes by Philip S Cocke, Philip Saint George Cocke, Philip St George Cocke V, Philip Cocke, is a registered financial advisor currently at PARTNERCAP SECURITIES, LLC located in Bluffton, South Carolina. Philip is registered as a RR (Registered Representative) and started their career in finance in 1985. Philip has worked at 7 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Philip S Cocke, Philip Saint George Cocke, Philip St George Cocke V, Philip Cocke

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

PARTNERCAP SECURITIES, LLC·CRD# 107130
BD
25 Thurmond Way # 2406, Bluffton, SC 29910
October 2, 2006 - Present
PICKWICK CAPITAL PARTNERS, LLC·CRD# 130672
BD
White Plains, NY
December 5, 2012 - November 6, 2015
COLONY PARK FINANCIAL SERVICES LLC.·CRD# 41534
BD
New York, NY
June 15, 2004 - September 29, 2006
HUNNICUTT & CO. LLC·CRD# 20576
BD
New York, NY
June 25, 2002 - March 28, 2003
MERIT CAPITAL ASSOCIATES, INC.·CRD# 30576
BD
Westport, CT
October 1, 1997 - January 21, 1998
BARNETT INVESTMENTS, INC.·CRD# 14897
BD
Jacksonville, FL
March 12, 1996 - June 25, 1996
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
November 6, 1985 - April 6, 1989

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Current Firm

PS
PARTNERCAP SECURITIES, LLC

HILLSBORO CAPITAL, LLC | VAN HEDGE FUND ADVISORS INTERNATIONAL, LLC | VAN HEDGE FUND ADVISORS INTERNATIONAL INC | PARTNERCAP SECURITIES, LLC | PARTNER CAPITAL GROUP, LLC

CRD#: 107130 / SEC#: 8-66997
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

43 Station Loop, Bluffton, SC 29910

Mailing Address

25 Thurmond Way # 2406, Bluffton, SC 29910

Phone Number

(843) 705-1051

Established

Tennessee since 12/12/1996

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (11 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PARTNER CAPITAL GROUP, LLCBENEFICIAL OWNER—
VAN, JOHN CHRISTOPHERFINOP, CFO, DIRECTOR2644450
WRIGHT, PETER ANTHONYDIRECTOR, PRESIDENT3088821
COCKE, PHILIP ST. G. VDIRECTOR, CHAIRMAN, CHIEF COMPLIANCE OFFICER, AML PRINCIPAL819248
WRIGHT, PETER ANTHONYDIRECTOR OF RESEARCH3088821

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(8/2/2022)
RR
Connecticut
(1/5/2007)
RR
Florida
(1/4/2023)
RR
Georgia
(5/19/2025)
RR
Massachusetts
(8/27/2021)
RR
New York
(12/1/2006)
RR
Ohio
(6/25/2024)
RR
South Carolina
(8/22/2022)
RR
Tennessee
(4/18/2013)
RR
Texas
(3/21/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2004About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Aug 2026About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1996About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Aug 1985About the Series 3 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed May 2007About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Philip St. G. Cocke V's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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