James Robert Mcneil

Entity Name: City of Escanaba Position/Title: City Manager (Chief Administrative Officer) Nature of Business: Municipal Government Mr. McNeil is currently employed as the City Manager for the City of Escanaba. This outside business activity will cease upon Mr. McNeil's departure from the City in May 2026, marking a complete transition to dedicated Investment Adviser Representative duties through Delta Financial, Inc. The City Manager serves as the Chief Administrative Officer for the City of Escanaba, Michigan, reporting directly to the elected City Council. This position is administrative and non-investment related, focused solely on the operation and management of municipal government services. From the current date until the separation in May 2026, Mr. McNeil will dedicate approximately 70% of his professional time to fulfilling the City Manager responsibilities for the City of Escanaba and approximately 30% of his time to Delta Financial, Inc. Beginning in May 2026, Mr. McNeil will transition to dedicating 100% of his professional time to the Delta Financial, Inc.