James W. Byrd

MIDWEST ASSET MANAGEMENT

Middleton, WI 53562

Some features on this profile are disabled

CRD#: 819244

Professional summary

James William Byrd is a registered financial advisor currently at MIDWEST ASSET MANAGEMENT, INC. located in Middleton, Wisconsin.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. James has worked at 10 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

In March 2018 I started working about 24 hours per month (3 during trading hours) in the stocking department at a hardware store, Menards. I am still employed there as of June 2019, and the business is not investment related. Their address is: 430 Commerce Dr, Madison, WI 53719.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James William Byrd's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 4, 1987 - Present

MIDWEST ASSET MANAGEMENT, INC.

Office #1: 8383 Greenway Blvd., Suite 600, Middleton, WI 53562

RIA

CRD#: 113282

Middleton, WI

Past

December 13, 2002 - December 17, 2007

U.S. STOCK ENHANCEMENT CORPORATION

RIA

CRD#: 121309

MADISON, WI

Past

January 14, 1999 - May 30, 2003

FINANCIAL TOOLS, INC.

RIA

CRD#: 113283

MADISON, WI

Past

October 1, 1985 - November 21, 1986

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

Past

January 17, 1983 - November 5, 1985

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

May 19, 1978 - January 21, 1983

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Past

January 18, 1978 - July 22, 1980

LOEB PARTNERS

CRD#: 7534

Past

July 6, 1977 - May 19, 1978

KIDDER, PEABODY & CO., INCORPORATED

CRD#: 488

Past

May 5, 1977 - January 18, 1978

HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED

CRD#: 7394

Past

March 1, 1976 - May 5, 1977

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

CRD#: 412

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(6/4/1987)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/22/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 9/8/1986

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/21/1976

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/17/1987

General Securities Principal Examination

Current Firm

MIDWEST ASSET MANAGEMENT, INC.

CRD#: 113282 / SEC#:

Wisconsin

Registered Investment Advisory firm - (6/4/1987 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Verona, WI

Mailing Address

Phone number

(608) 273-2900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Dale Miller

MORGAN STANLEY

IAR

Moscow, ID

James Todd

MORGAN STANLEY

IAR

Tuscaloosa, AL

Gregory Del Colombo

CERITY PARTNERS RETIREMENT PLAN CONSULTANTS

IAR

PHILADELPHIA, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James W. Byrd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James William Byrd's CRS (Customer Relationship Summary).

Certified licenses

Experience

U.S. STOCK ENHANCEMENT CORPORATION

FINANCIAL TOOLS, INC.

ROBERT W. BAIRD & CO. INCORPORATED

E. F. HUTTON & COMPANY INC

KIDDER, PEABODY & CO. INCORPORATED

LOEB PARTNERS

KIDDER, PEABODY & CO., INCORPORATED

HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 1/22/1980

Series 3

Date: 9/8/1986

Series 7

Date: 2/21/1976

Series 24

Date: 6/17/1987

Current Firm

MIDWEST ASSET MANAGEMENT, INC.

Contact information

Documents

Red Flags

Company Information

MIDWEST ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors