James Robert Guntle Jr
Professional Summary
James Robert Guntle JR, who also goes by James R Guntle Jr, is a registered financial advisor currently at DMG SECURITIES, INC. located in Great Falls, Virginia. James is registered as a RR (Registered Representative) and started their career in finance in 1976. James has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James R Guntle Jr
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
50 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BROKER DEALER SERVICES, INC. | FLORIDA BROKER DEALER SERVICES, INC. | DMG SECURITIES,INC. | DMG SECURITIES, INC.
Contact Information
Main Address
746 Walker Road Suite 10, Great Falls, VA 22066-2643Mailing Address
746 Walker Road Suite 10, Great Falls, VA 22066-2643Phone Number
(703) 757-9900Established
Delaware since 01/23/1984Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
2Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/19/1994)
(10/20/1994)
(12/6/2000)
(12/6/2000)
(10/14/1994)
(8/10/1994)
(8/11/1994)
(10/17/1994)
(7/15/1994)
(8/16/1994)
(10/21/1994)
(10/20/1994)
(10/18/1994)
(10/17/1994)
(12/7/2000)
(10/18/1994)
(10/20/1994)
(8/10/1994)
(8/2/1994)
(10/20/1994)
(11/3/1994)
(12/6/2000)
(10/17/1994)
(12/6/2000)
(12/13/2000)
(10/17/1994)
(4/9/2001)
(12/21/2015)
(12/7/2000)
(10/28/1994)
(11/16/1994)
(12/11/2000)
(8/10/1994)
(10/19/1994)
(12/12/2000)
(7/22/1994)
(12/8/2000)
(10/31/1994)
(12/11/2000)
(11/2/1994)
(10/17/1994)
(12/6/2000)
(12/6/2000)
(7/19/1994)
(10/28/1994)
(10/18/1994)
(12/6/2000)
(12/6/2000)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Robert Guntle JR's CRS (Customer Relationship Summary).
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