Marilynn Sue Echols
Professional Summary
Marilynn Sue Echols, who also goes by Marilynn Sue Niner, is a registered financial advisor currently at HAZLETT, BURT & WATSON, INC. located in Wheeling, West Virginia. Marilynn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Marilynn has worked at 1 firm and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 10, Series 9, Series 53,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Marilynn Sue Echols, Marilynn Sue Niner
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
INSPIRE ADVISORS, LLC
UBS FINANCIAL SERVICES INC.
MWA FINANCIAL SERVICES INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
INSPIRE ADVISORS, LLC
UBS FINANCIAL SERVICES INC.
MWA FINANCIAL SERVICES INC.
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
INSPIRE ADVISORS, LLC
UBS FINANCIAL SERVICES INC.
MWA FINANCIAL SERVICES INC.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
INSPIRE ADVISORS, LLC
UBS FINANCIAL SERVICES INC.
MWA FINANCIAL SERVICES INC.
Years of Experience
50 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
INSPIRE ADVISORS, LLC
UBS FINANCIAL SERVICES INC.
MWA FINANCIAL SERVICES INC.
Current Firm
HAZLETT, BURT & WATSON, INC. | SECURITY CAPITAL MANAGEMENT
Contact Information
Main Address
1300 Chapline Street, Wheeling, WV 26003Mailing Address
1300 Chapline Street, Wheeling, WV 26003Phone Number
(304) 233-3312Established
West Virginia since 09/06/1973Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
20SEC notice filing (15 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
FINRA licenses (38 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HB&W, INC. | PARENT COMPANY | — |
| BARICKMAN, MICHAEL THOMPSON | EXEC VP / DIRECTOR | 1535665 |
| BIDWELL, TIMOTHY MORGAN | EXEC VP / CFO / CHIEF COMPLIANCE OFFICER / DIRECTOR | 4296834 |
| BURECH, HAROLD BRUCE | DIRECTOR /SR VP | 856313 |
| ECHOLS, MARILYNN SUE | EXECUTIVE VICE PRESIDENT / DIRECTOR | 818946 |
| MARSH, JASON LEE | CHAIRMAN / CEO / DIRECTOR | 4792963 |
| WEAVER, GEORGE SPERRY III | SR EXEC VP / DIRECTOR | 1061710 |
Regulatory Assets Under Management
Total Number of Accounts
2,399AUM (Assets Under Management)
$1,388,534,202Disclosures
Regulatory Event
2Arbitration
1Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | Cover Page | Report |
| 01/14/2025 | Cover Page | Report |
| 12/19/2023 | Cover Page | Report |
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
INSPIRE ADVISORS, LLC
UBS FINANCIAL SERVICES INC.
MWA FINANCIAL SERVICES INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
INSPIRE ADVISORS, LLC
UBS FINANCIAL SERVICES INC.
MWA FINANCIAL SERVICES INC.
Primary Firm SEC Registration
HAZLETT, BURT & WATSON, INC. | SECURITY CAPITAL MANAGEMENT
State Registrations and Notice Filings
(1/9/2012)
(10/4/1981)
(3/31/2006)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed May 1990SRO Registrations
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
INSPIRE ADVISORS, LLC
UBS FINANCIAL SERVICES INC.
MWA FINANCIAL SERVICES INC.
CRS (Client Relationship Summary) - RIA
Click below to view Marilynn Sue Echols's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marilynn Sue Echols's CRS (Customer Relationship Summary).
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
INSPIRE ADVISORS, LLC
UBS FINANCIAL SERVICES INC.
MWA FINANCIAL SERVICES INC.