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Geni Kuchinskas Klein

CRD# 818855·Registered 1976 - 2017
Previously Registered: Being a previously registered professional could mean that Geni is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Geni Kuchinskas Klein, who also goes by Geni Kuchinskas, was a registered financial advisor. Geni was a previously registered financial professional and started their career in finance 1976 - 2017. Geni had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Geni Kuchinskas

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

WNJ CAPITAL, INC.·CRD# 167903
BD
Philadelphia, PA
January 4, 2017 - March 27, 2017
GRANT WILLIAMS L.P.·CRD# 45961
BD
Philadelphia, PA
August 15, 2014 - January 2, 2015
SOUTHSTATE SECURITIES CORP.·CRD# 6950
BD
Philadelphia, PA
December 7, 2011 - July 5, 2012
TD SECURITIES (USA) LLC·CRD# 18476
BD
Philadelphia, PA
January 2, 2009 - October 26, 2009
TD WEALTH MANAGEMENT SERVICES INC.·CRD# 6940
BD
Philadelphia, PA
May 15, 2006 - January 14, 2009
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
Philadelphia, PA
June 16, 2000 - June 7, 2006
TUCKER ANTHONY INCORPORATED·CRD# 837
BD
Boston, MA
January 20, 1999 - March 21, 2000
HOPPER SOLIDAY & CO., INC.·CRD# 20838
BD
Lancaster, PA
October 25, 1996 - January 22, 1999
COMMONWEALTH SECURITIES AND INVESTMENTS, INC.·CRD# 7399
BD
Pittsburgh, PA
June 1, 1990 - August 29, 1996
WCMI, INC.·CRD# 24559
BD
October 24, 1989 - June 25, 1990
A. WEBSTER DOUGHERTY & CO., INCORPORATED·CRD# 7136
BD
Philadelphia, PA
March 9, 1988 - October 11, 1989
TD WEALTH MANAGEMENT SERVICES INC.·CRD# 6940
BD
April 20, 1983 - January 27, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
March 2, 1976 - May 3, 1978

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Current Firm

WC
WNJ CAPITAL, INC.

WNJ CAPITAL, INC.

CRD#: 167903 / SEC#: 8-69282
BD
Terminated by SEC on 03/27/2020

Contact Information

Established

Pennsylvania since 10/04/2010

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
JORDAN, WILLIAM NORRIS JRPRESIDENT, CEO, CCO1385105
MILLER, JOHN STEVENSONFINOP2139980
PONCE, MICHAEL CURTINMUNICIPAL PRINCIPAL1928035

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1996About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Apr 1982About the Series 52 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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