Stefanie A. Perticone
Professional summary
Stefanie Ann Perticone, who also goes by Stefanie Ann Goldstein, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Williamsburg, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Williamsburg, Virginia.
Stefanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2026. Stefanie has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stefanie Ann Perticone's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 3, 2026 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 6385 Richmond Road, Williamsburg, VA 23188January 12, 2026 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 6385 Richmond Rd, Williamsburg, VA 23188Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2026)
(3/3/2026)
Exams
Series 7TO
Date: 1/12/2026
General Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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