Daniel Lee
Professional summary
Daniel Lee is a registered financial professional currently at CTC, LLC located in New York, New York and CTC EXECUTION SERVICES, LLC located in Chicago, Illinois.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2026. Daniel has worked at 2 firms and has passed the Series 57TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2026 - Present
CTC, LLC
Office #1: 151 W. 42nd Street 36th Floor, New York, NY 10036September 14, 2026 - Present
CTC EXECUTION SERVICES, LLC
Office #1: 425 S. Financial Place 4th Floor, Chicago, IL 60605State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 57TO
Passed: 2/5/2026
Securities Trader ExamCboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
Current Firm
CTC EXECUTION SERVICES, LLC
CRD#: 338699 / SEC#: , 8-71452
Contact information
FINRA licenses (12 States and Territories)
Documents
Red Flags
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