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FIRM PROFILE

Overview

CTC, LLC is located at 425 S. Financial Place 4th Floor, Chicago, IL 60605 and was first established at Chicago, Illinois in 01/02/1998. After operating for 28 years, CTC, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CTC, LLC’s clients are individuals and 0% of their clients are high net worth individuals. CTC, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CTC, LLC are registered to handle securities or provide financial advice. The firm has 18 disclosures, 18 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CTC, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CTC, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

FIRM INFORMATION

FIRM DOCUMENTS

DIRECT OWNERS & EXECUTIVE OFFICERS