Graham Kelly
Professional summary
Graham Kelly is a registered financial professional currently at DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida.
Graham is registered as a RR (Registered Representative) and started their career in finance in 2026. Graham has worked at 1 firm and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Graham Kelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2026 - Present
DAWSON JAMES SECURITIES, INC.
Office #1: 2700 N. Military Trail Suite 100, Boca Raton, FL 33431State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 57TO
Date: 6/18/2026
Securities Trader ExamFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DAWSON JAMES SECURITIES, INC.
CRD#: 130645 / SEC#: , 8-66367
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
DAWSON JAMES SECURITIES, INC.
CRD#: 130645Boca Raton, FL 33431TRUST BUT VERIFY
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