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Robert Dawson Keyser Jr.

DAWSON JAMES SECURITIES
BOCA RATON, FL
·CRD# 1291503·42 years experience

Professional Summary

Robert Dawson Keyser JR., who also goes by Robert Dawson Keyser Jr, Robert Dawson Keyser, is a registered financial advisor currently at DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida. Robert is registered as a RR (Registered Representative) and started their career in finance in 1984. Robert has worked at 12 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24 and Series 8 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Dawson Keyser Jr, Robert Dawson Keyser

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

DAWSON JAMES SECURITIES, INC.·CRD# 130645
BD
2700 N. Military Trail Suite 100, Boca Raton, FL 33431
August 9, 2012 - Present
WESTPARK CAPITAL, INC.·CRD# 39914
BD
Boca Raton, FL
July 15, 2011 - August 9, 2012
AURORA CAPITAL LLC·CRD# 37924
BD
Bridgehampton,, NY
December 21, 2009 - September 20, 2011
DAWSON JAMES SECURITIES, INC.·CRD# 130645
BD
Boca Raton, FL
August 6, 2004 - January 20, 2010
VIEWTRADE FINANCIAL·CRD# 47116
BD
Boca Raton, FL
September 16, 2002 - October 26, 2004
STONEX SECURITIES INC.·CRD# 18456
BD
Birmingham, AL
May 28, 2002 - October 15, 2002
STERLING FINANCIAL INVESTMENT GROUP, INC.·CRD# 41506
BD
Boca Raton, FL
May 17, 2001 - May 7, 2002
ROYAL PALM INVESTMENTS, LTD.·CRD# 28761
BD
Green Acres, FL
February 23, 1995 - April 11, 1996
JWGENESIS SECURITIES, INC.·CRD# 33832
BD
Boca Raton, FL
October 10, 1994 - March 1, 1995
D. BLECH & COMPANY, INCORPORATED·CRD# 26063
BD
New York, NY
December 13, 1993 - October 27, 1994
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
July 24, 1992 - December 17, 1993
J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
January 2, 1987 - July 27, 1992
MICHELIN AND COMPANY, INC.·CRD# 14447
BD
August 21, 1984 - January 2, 1987

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Current Firm

DJ
DAWSON JAMES SECURITIES, INC.

DAWSON JAMES SECURITIES, INC.

CRD#: 130645 / SEC#: 8-66367
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2700 N. Military Trail Suite 100, Boca Raton, FL 33431

Mailing Address

2700 N. Military Trail Suite 100, Boca Raton, FL 33431

Phone Number

(561) 391-5555

Established

Florida since 07/30/2002

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARK FINANCIAL SERVICES, INC.OWNER—
DORFMAN, JENNIFERCHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER3009328
KEYSER, ROBERT DAWSON JR.CEO1291503
STICE, HAROLD EUGENECHIEF FINANCIAL OFFICER/FINOP1349210

Disclosures

Regulatory Event

12

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/16/2015)
RR
California
(8/16/2012)
RR
Florida
(8/9/2012)
RR
Georgia
(11/21/2014)
RR
Illinois
(8/9/2012)
RR
Kansas
(5/26/2015)
RR
Massachusetts
(5/6/2016)
RR
Nevada
(11/7/2016)
RR
New Jersey
(3/11/2014)
RR
New York
(8/9/2012)
RR
Pennsylvania
(3/19/2014)
RR
Texas
(9/5/2012)
RR
Utah
(11/20/2014)
RR
Wyoming
(8/13/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2001About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2001About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Dec 1992
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Dawson Keyser JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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