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GS

Gavin B. Samuels

RODMAN & RENSHAW
NEW YORK, NY 10022
CRD#: 8181228
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GS
Gavin Bryan SamuelsRODMAN & RENSHAW

Professional summary

Gavin Bryan Samuels is a registered financial professional currently at RODMAN & RENSHAW, LLC located in New York, New York.

Gavin is registered as a RR (Registered Representative) and started their career in finance in 2025. Gavin has worked at 1 firm and has passed the Series 79TO, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gavin Bryan Samuels's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 24, 2025 - Present

RODMAN & RENSHAW, LLC

Office #1: 600 Lexington Avenue, New York, NY 10022
BD
CRD#: 281264
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 4/13/2026
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/24/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/3/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

R&
RODMAN & RENSHAW, LLC
RODMAN & RENSHAW, LLC

CRD#: 281264 / SEC#: , 8-69671

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
600 Lexington Avenue, New York, NY 10022
Mailing Address
600 Lexington Avenue, New York, NY 10022
Phone number
(212) 540-4439
Established
Delaware since 05/18/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
RODMHC LLCSHAREHOLDER
DINKIN, DAVID WILLIAMCHIEF EXECUTIVE OFFICER7226108
KIRSCH, KENNETH JOHNCHIEF FINANCIAL OFFICER/FINOP1671480
ZAKAY, JOSEPHCHIEF COMPLIANCE OFFICER6787824

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RODMAN & RENSHAW, LLC

CRD#: 281264New York, NY 10022

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