Thomas R. Elwell
Professional summary
Thomas Rex Elwell, who also goes by Rex Thomas Elwell, is a registered financial professional currently at CLSA AMERICAS, LLC located in New York, New York and CITIC SECURITIES INTERNATIONAL USA, LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2025. Thomas has worked at 2 firms and has passed the Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Rex Elwell's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 23, 2025 - Present
CLSA AMERICAS, LLC
Office #1: 1155 Avenue Of The Americas 17th Floor, New York, NY, 10036December 23, 2025 - Present
CITIC SECURITIES INTERNATIONAL USA, LLC
Office #1: 1155 Avenue Of The Americas 17th Floor, New York, NY 10036State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 12/23/2025
Operations Professional ExaminationFINRA
Current Firm
CITIC SECURITIES INTERNATIONAL USA, LLC
CRD#: 158266 / SEC#: , 8-68887
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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