William B. Steele
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Brent Steele, who also goes by Brent Steele, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1976. William had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2000 - December 31, 2004
BIEGEL WALLER INVESTMENT ADVISORY SERVICES
May 17, 1995 - December 31, 2004
CAPITAL INVESTMENT MANAGEMENT INC.
September 9, 1994 - December 31, 2004
GROVE POINT INVESTMENTS, LLC
January 29, 1987 - May 25, 1993
CITIGROUP GLOBAL MARKETS INC.
January 3, 1977 - January 30, 1987
LEGG MASON WOOD WALKER, INCORPORATED
August 27, 1976 - March 10, 1977
BACHE HALSEY STUART INC.
January 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BIEGEL WALLER INVESTMENT ADVISORY SERVICES
CRD#: 109597 / SEC#: 801-57900
Contact information
Red Flags
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