Robert J. Roberts

SCARBOROUGH CAPITAL MANAGEMENT

ANNAPOLIS, MD 21401

CRD#: 8176699

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Professional summary

Robert Joseph Roberts is a registered financial advisor currently at SCARBOROUGH CAPITAL MANAGEMENT located in Annapolis, Maryland.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Robert has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Roberts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2025 - Present

SCARBOROUGH CAPITAL MANAGEMENT

Office #1: 1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401

RIA

CRD#: 169517

ANNAPOLIS, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCARBOROUGH CAPITAL MANAGEMENT

SCARBOROUGH ADVISORS, LLC | SCARBOROUGH CAPITAL MANAGEMENT

CRD#: 169517 / SEC#: 801-79006

RIA

Registered Investment Advisory firm - (11/20/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(12/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/1/2025

Uniform Investment Adviser Law Examination

Current Firm

SCARBOROUGH CAPITAL MANAGEMENT

SCARBOROUGH ADVISORS, LLC | SCARBOROUGH CAPITAL MANAGEMENT

CRD#: 169517 / SEC#: 801-79006

RIA

Registered Investment Advisory firm - (11/20/2013 Approved)

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Contact information

Main Address

1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401

Mailing Address

Phone number

(410) 573-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCM 2025 FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	2,056
AUM (Assets Under Management)	$ 1,399,926,152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert J. Roberts

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Roberts's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCARBOROUGH CAPITAL MANAGEMENT

Primary Firm SEC Registration

SCARBOROUGH CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/1/2025

Current Firm

SCARBOROUGH CAPITAL MANAGEMENT

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCARBOROUGH CAPITAL MANAGEMENT

TRUST BUT VERIFY

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