Philip G. Nehro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Gabriel Nehro, CFP®, who also goes by Philip Nehre, Phil Nehro, Philip G Nehro, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1976. Philip had worked at 15 firms and has passed the Series 65, Series 63, Series 3, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2004
Experience
May 28, 2008 - December 31, 2025
FIRST NATIONAL ADVISORS LLC
September 11, 2007 - April 4, 2008
BENTLEY SECURITIES CORPORATION
October 21, 2005 - August 31, 2007
PRINCIPAL SECURITIES, INC.
October 3, 2005 - August 31, 2007
PRINCIPAL SECURITIES, INC.
December 3, 2004 - August 26, 2005
CITIGROUP GLOBAL MARKETS INC.
December 3, 2004 - August 26, 2005
CITIGROUP GLOBAL MARKETS INC.
July 28, 2004 - October 22, 2004
NEW ENGLAND SECURITIES
January 27, 1997 - September 20, 2004
P. SCHOENFELD ASSET MANAGEMENT LLC
April 26, 1995 - January 9, 1997
SCHRODER & CO. INC.
June 8, 1994 - April 27, 1995
BNP PARIBAS SECURITIES CORP.
December 9, 1993 - June 9, 1994
SANWA SECURITIES (USA) CO., L.P.
November 30, 1993 - June 9, 1994
SANWA UNIVERSAL SECURITIES CO., LLC
November 2, 1992 - November 22, 1993
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.
July 20, 1992 - November 4, 1992
SBC WARBURG, INC.
September 22, 1989 - March 9, 1992
ALLIANCEBERNSTEIN INVESTMENTS, INC.
May 13, 1976 - November 10, 1987
SALOMON BROTHERS INC.
January 28, 1976 - June 11, 1976
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
Primary Firm SEC Registration
FIRST NATIONAL ADVISORS LLC
CRD#: 120859 / SEC#: 801-66086
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationCurrent Firm
FIRST NATIONAL ADVISORS LLC
CRD#: 120859 / SEC#: 801-66086
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,337 |
| AUM (Assets Under Management) | $ 1,366,635,859 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2025 | ||
| 07/29/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
