Philip G. Nehro

FIRST NATIONAL ADVISORS LLC

FALMOUTH, MA 02541

Some features on this profile are disabled

CRD#: 817539

Professional summary

Philip Gabriel Nehro, CFP®, who also goes by Philip Nehre, Phil Nehro, Philip G Nehro, is a registered financial advisor currently at FIRST NATIONAL ADVISORS LLC located in Falmouth, Massachusetts.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Philip has worked at 15 firms and has passed the Series 65, Series 63, Series 3, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Philip Nehre | Phil Nehro | Philip G Nehro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Gabriel Nehro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

May 28, 2008 - Present

FIRST NATIONAL ADVISORS LLC

Office #1: Highfield Hall 56 Higfield Drive, Falmouth, MA 02541

RIA

CRD#: 120859

FALMOUTH, MA

Past

September 11, 2007 - April 4, 2008

BENTLEY SECURITIES CORPORATION

CRD#: 25759

NEW YORK, NY

Past

October 21, 2005 - August 31, 2007

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

NORWALK, CT

Past

October 3, 2005 - August 31, 2007

PRINCIPAL SECURITIES, INC.

CRD#: 1137

NORWALK, CT

Past

December 3, 2004 - August 26, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

STAMFORD, CT

Past

December 3, 2004 - August 26, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 28, 2004 - October 22, 2004

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

January 27, 1997 - September 20, 2004

P. SCHOENFELD ASSET MANAGEMENT LLC

CRD#: 41732

NEW YORK, NY

Past

April 26, 1995 - January 9, 1997

SCHRODER & CO. INC.

CRD#: 6112

NEW YORK, NY

Past

June 8, 1994 - April 27, 1995

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

December 9, 1993 - June 9, 1994

SANWA SECURITIES (USA) CO., L.P.

CRD#: 19697

NEW YORK, NY

Past

November 30, 1993 - June 9, 1994

SANWA UNIVERSAL SECURITIES CO., LLC

CRD#: 8427

NEW YORK, NY

Past

November 2, 1992 - November 22, 1993

SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.

CRD#: 4341

NEW YORK, NY

Past

July 20, 1992 - November 4, 1992

SBC WARBURG, INC.

CRD#: 23745

NEW YORK, NY

Past

September 22, 1989 - March 9, 1992

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

May 13, 1976 - November 10, 1987

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

January 28, 1976 - June 11, 1976

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

CRD#: 412

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST NATIONAL ADVISORS LLC

FIRST NATIONAL ADVISORS LLC | FIRST NATIONAL CORPORATION

CRD#: 120859 / SEC#: 801-66086

RIA

Registered Investment Advisory firm - (2/1/2006 Approved)

Massachusetts

Registered Investment Advisory firm - (2/28/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/28/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/11/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 3/12/1991

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 12/12/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 1/17/1976

General Securities Representative Examination

Current Firm

FIRST NATIONAL ADVISORS LLC

FIRST NATIONAL ADVISORS LLC | FIRST NATIONAL CORPORATION

CRD#: 120859 / SEC#: 801-66086

RIA

Registered Investment Advisory firm - (2/1/2006 Approved)

Massachusetts

Registered Investment Advisory firm - (2/28/2006 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

300 Ledgewood Place Suite 101, Rockland, MA 02370

Mailing Address

Phone number

(781) 878-7757

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRST NATIONAL DISCLOSURE BROCHURE (2/6/2025)

Regulatory assets under management

Total Number of Accounts	2,337
AUM (Assets Under Management)	$ 1,366,635,859

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2024	Cover Page	Report
08/28/2023	Cover Page	Report
09/14/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Leon Malnik

MALNIK WEALTH MANAGEMENT, LLC

IAR

Clarksville, MD

John Porcello

EDELMAN FINANCIAL ENGINES

SANTA CLARA, CA

James Maresca

LPL FINANCIAL LLC

IAR

Guerneville, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Philip G. Nehro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Gabriel Nehro's CRS (Customer Relationship Summary).

Certified licenses

Experience

BENTLEY SECURITIES CORPORATION

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

NEW ENGLAND SECURITIES

P. SCHOENFELD ASSET MANAGEMENT LLC

SCHRODER & CO. INC.

BNP PARIBAS SECURITIES CORP.

SANWA SECURITIES (USA) CO., L.P.

SANWA UNIVERSAL SECURITIES CO., LLC

SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.

SBC WARBURG, INC.

ALLIANCEBERNSTEIN INVESTMENTS, INC.

SALOMON BROTHERS INC.

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

Primary Firm SEC Registration

FIRST NATIONAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/2004

Series 63

Date: 6/11/1980

Series 3

Date: 3/12/1991

Series 5

Date: 12/12/1981

Series 7

Date: 1/17/1976

Current Firm

FIRST NATIONAL ADVISORS LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIRST NATIONAL ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors