Daniel Martinez Quesada
Professional Summary
Daniel Martinez Quesada is a registered financial advisor currently at OAK TREE SECURITIES, INC. located in Brentwood, California. Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Daniel has worked at 6 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 7TO, SIE, Series 1, Series 53, Series 24 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
50 years in the financial services industry
Current & Past Employments
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Current Firm
OAK TREE SECURITIES, INC.
Contact Information
Main Address
4049 First Street Suite 129, Livermore, CA 94551-4949Mailing Address
4049 First Street Suite 129, Livermore, CA 94551-4949Phone Number
(925) 245-0570Established
California since 04/30/1986Firm Type
CorporationFiscal Year End
AprilFirm Size
Small# of Employees
4FINRA licenses (19 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
5AUM (Assets Under Management)
$3,689,200Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/15/2018)
(8/21/1986)
(1/30/2009)
(8/15/2018)
(7/1/2022)
(4/29/2008)
(2/23/2022)
(9/14/2018)
(1/30/2013)
(8/15/2018)
(1/9/2018)
(3/10/2025)
(8/15/2018)
(11/17/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 1 — Registered Representative Examination
Passed Jan 1976Series 40 — Registered Principal Examination
Passed Aug 1978SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel Martinez Quesada's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel Martinez Quesada's CRS (Customer Relationship Summary).
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