Herbert J. Millard
Professional summary
Herbert Joseph Millard is a registered financial professional currently at WASHINGTON SECURITIES CORPORATION located in Chevy Chase, Maryland.
Herbert is registered as a RR (Registered Representative) and started their career in finance in 1976. Herbert has worked at 5 firms and has passed the Series 63, Series 52TO, Series 7TO, Series 99TO, SIE, Series 53, Series 27, Series 24, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Herbert Joseph Millard's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 24, 2001 - Present
WASHINGTON SECURITIES CORPORATION
Office #1: 6935 Wisconsin Ave No. 510, Chevy Chase, MD 20815-6113Office #2: 6935 Wisconsin Avenue, #510, Chevy Chase, MD 20815September 21, 1990 - October 23, 2001
FIRST POTOMAC INVESTMENT SERVICES, INC.
June 17, 1982 - September 11, 1990
LARA, SHULL & MAY, LTD
March 31, 1981 - July 1, 1982
VOSS & CO., INC.
May 7, 1976 - May 9, 1981
DERAND/PENNINGTON/BASS, INC.
January 20, 1976 - April 30, 1977
VOSS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/10/2010)
(8/27/2001)
(9/16/2011)
(9/7/2001)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationF04
Date: 1/19/1976
Financial Principal ExaminationSeries 40
Date: 1/16/1976
Registered Principal ExaminationFINRA
Current Firm
WASHINGTON SECURITIES CORPORATION
CRD#: 46213 / SEC#: , 8-51359
Contact information
FINRA licenses (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 6,975,967 |
Red Flags
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