Max C. Belcher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Max Casper Belcher was a registered financial advisor .
Max is a previously registered financial advisor and started their career in finance in 1976. Max had worked at 10 firms and has passed the Series 63, Series 7, Series 1, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2012 - July 18, 2014
THE LEADERS GROUP, INC.
February 28, 2011 - January 18, 2012
GENEOS WEALTH MANAGEMENT, INC.
February 28, 2011 - January 18, 2012
GENEOS WEALTH MANAGEMENT, INC.
September 8, 2009 - March 15, 2011
LPL FINANCIAL LLC
January 16, 2007 - September 8, 2009
MUTUAL SERVICE CORPORATION
February 22, 1999 - December 31, 2006
MUTUAL SERVICE CORPORATION
November 17, 1997 - December 31, 1998
NATHAN & LEWIS SECURITIES, INC.
November 28, 1994 - September 15, 1997
THE ADVISORS GROUP, INC.
April 27, 1993 - October 17, 1994
OPPENHEIMER & CO. INC.
September 4, 1985 - April 26, 1993
CARILLON INVESTMENTS, INC.
January 16, 1976 - September 26, 1983
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 16, 1976 - September 26, 1983
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/12/1976
Registered Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
