Seth A. Maier

HERITAGE OAK WEALTH ADVISORS

Rogers, AR 72758

CRD#: 8171149

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Professional summary

Seth Alan Maier, who also goes by Seth Maier, is a registered financial advisor currently at HERITAGE OAK WEALTH ADVISORS located in Rogers, Arkansas.

Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Seth has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Seth Maier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Alan Maier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2025 - Present

HERITAGE OAK WEALTH ADVISORS

Office #1: 5500 Walsh Lane, Rogers, AR 72758

RIA

CRD#: 323925

Rogers, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERITAGE OAK WEALTH ADVISORS

HERITAGE OAK WEALTH ADVISORS | HERITAGE OAK WEALTH ADVISORS LLC

CRD#: 323925 / SEC#: 801-126940

RIA

Registered Investment Advisory firm - (11/28/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(10/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/2025

Uniform Investment Adviser Law Examination

Current Firm

HERITAGE OAK WEALTH ADVISORS

HERITAGE OAK WEALTH ADVISORS | HERITAGE OAK WEALTH ADVISORS LLC

CRD#: 323925 / SEC#: 801-126940

RIA

Registered Investment Advisory firm - (11/28/2022 Approved)

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Contact information

Main Address

105 Garfeld St, Santa Rosa Beach, FL 32459

Mailing Address

5500 Walsh Lane, Suite 200, Rogers, AR 72758

Phone number

(479) 230-3113

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HERITAGE OAK WEALTH ADVISORS PART 2A (10/16/2025)

Regulatory assets under management

Total Number of Accounts	604
AUM (Assets Under Management)	$ 289,910,705

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Seth A. Maier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Alan Maier's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERITAGE OAK WEALTH ADVISORS

Primary Firm SEC Registration

HERITAGE OAK WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/2025

Current Firm

HERITAGE OAK WEALTH ADVISORS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HERITAGE OAK WEALTH ADVISORS

TRUST BUT VERIFY

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