Michael G. Ceaser
Professional summary
Michael Gasper Ceaser JR, CFP®, CIMA® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Dearborn, Michigan and CETERA ADVISORS LLC located in Dearborn, Michigan.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Gasper Ceaser JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1981
Experience
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 290 Town Center Drive Suite 321, Dearborn, MI 48126June 16, 1989 - Present
CETERA ADVISORS LLC
Office #1: 290 Town Center Drive Suite 321, Dearborn, MI 48126February 13, 2002 - March 21, 2024
CETERA ADVISORS LLC
May 7, 1986 - June 9, 1989
GREAT LAKES EQUITIES CO.
June 1, 1981 - May 12, 1986
CARDELL & ASSOCIATES, INCORPORATED
January 2, 1976 - June 12, 1981
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2004)
(1/11/2011)
(2/21/2002)
(1/7/1992)
(4/20/2016)
(5/14/2024)
(1/31/2002)
(8/30/2010)
(6/20/1989)
(3/21/2024)
(10/19/2015)
(1/3/2019)
(1/2/2024)
(7/12/2011)
(1/2/2025)
(2/12/1998)
(9/30/2021)
(4/10/2017)
(9/30/2021)
(9/3/2024)
(9/3/2024)
(5/14/2024)
(4/16/2018)
(8/30/2010)
(1/2/2024)
Exams
Series 1
Date: 12/22/1975
Registered Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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