Henry E. Gemino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Edmund Gemino, who also goes by Henry Edmund Gemino Jr, Henry E Gemino Jr, Henry Edmund Gemino, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1976. Henry had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2024 - May 15, 2024
VANGUARD MARKETING CORPORATION
July 1, 2021 - March 7, 2023
FIDELITY BROKERAGE SERVICES LLC
September 21, 2018 - February 25, 2020
CITIZENS SECURITIES, INC.
September 21, 2018 - February 25, 2020
CITIZENS SECURITIES, INC.
May 22, 2017 - May 7, 2018
CAPITAL ONE ADVISORS, LLC
May 22, 2017 - May 7, 2018
CAPITAL ONE INVESTING, LLC
July 10, 2015 - May 1, 2017
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
April 20, 2015 - May 1, 2017
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
January 23, 1991 - July 2, 1991
J.P. MORGAN SECURITIES LLC
October 17, 1988 - January 3, 1990
BLAINE, ANDREWS & CO., INC.
August 12, 1988 - February 5, 1991
DOUGLAS BREMEN & CO., INC.
May 27, 1987 - May 31, 1988
BLAINE, ANDREWS & CO., INC.
March 25, 1986 - August 12, 1988
PROFESSIONAL BROKERAGE SERVICES INC.
January 24, 1985 - March 26, 1986
DREXEL BURNHAM LAMBERT INCORPORATED
April 1, 1980 - January 28, 1985
CIBC WORLD MARKETS CORP.
January 31, 1980 - May 1, 1980
UBS FINANCIAL SERVICES INC.
April 21, 1978 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
January 2, 1976 - April 27, 1978
BUTCHER & SINGER INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 47 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
