Gary L. Greenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Lee Greenberg, who also goes by Gary L Greenberg, Gary Lee Greenberg, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1975. Gary had worked at 18 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2024 - October 2, 2025
STATE FARM VP MANAGEMENT CORP.
September 15, 2008 - January 6, 2012
W&S BROKERAGE SERVICES, INC.
October 20, 2004 - January 22, 2008
FFEC WEALTH PARTNERS LLC
March 2, 2001 - April 4, 2002
ALLSTATE FINANCIAL SERVICES, LLC
July 17, 1998 - March 21, 2001
FBL MARKETING SERVICES, LLC
June 12, 1991 - October 30, 1995
METROPOLITAN LIFE INSURANCE COMPANY
June 12, 1991 - October 30, 1995
MSI FINANCIAL SERVICES, INC.
June 22, 1989 - December 24, 1990
WEDBUSH SECURITIES INC.
April 14, 1988 - May 26, 1989
YOUNG, SMITH & PEACOCK, INC.
February 15, 1988 - April 19, 1988
LEHMAN BROTHERS INC.
August 27, 1986 - February 15, 1988
E. F. HUTTON & COMPANY INC
February 27, 1986 - August 15, 1986
JOHN HANCOCK DISTRIBUTORS LLC
February 15, 1985 - April 25, 1985
RAUSCHER PIERCE REFSNES, INC.
April 5, 1983 - October 30, 1984
CITIGROUP GLOBAL MARKETS INC.
October 5, 1982 - May 5, 1983
BOETTCHER & COMPANY, INC.
July 22, 1982 - September 24, 1982
MORGAN STANLEY DW INC.
May 29, 1980 - September 22, 1981
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 9, 1975 - May 6, 1979
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 2/20/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 12/4/1975
Registered Representative ExaminationCurrent Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
