Thomas W. Ungashick

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CRD#: 816105

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas William Ungashick JR was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1975. Thomas had worked at 6 firms and has passed the Series 63, Series 7, Series 1, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 27, 2010 - November 16, 2016

PERSIUM ADVISORS, LLC

RIA

CRD#: 128335

ATLANTA, GA

Past

May 11, 2004 - July 6, 2010

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

ATLANTA, GA

Past

February 24, 2004 - July 6, 2010

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ATLANTA, GA

Past

April 23, 2003 - February 17, 2004

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ATLANTA, GA

Past

May 26, 1998 - February 17, 2004

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

May 26, 1998 - February 17, 2004

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

October 17, 1996 - May 7, 1998

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

December 8, 1975 - March 15, 1994

G. R. PHELPS & CO., INC.

CRD#: 173

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERSIUM ADVISORS, LLC

MADISON SERVICE & CONSULTATION, LLC | WHITE HORSE ADVISORS, LLC | RESOURCES FOR RETIREMENT, INC. | PERSIUM ADVISORS, LLC

CRD#: 128335 / SEC#: 801-71127

RIA

Registered Investment Advisory firm - (3/9/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/24/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/16/1996

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 11/26/1975

Registered Representative Examination

Principal/Supervisory Exam

Series 53

Date: 12/3/1998

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/24/1997

General Securities Principal Examination

Current Firm

PERSIUM ADVISORS, LLC

MADISON SERVICE & CONSULTATION, LLC | WHITE HORSE ADVISORS, LLC | RESOURCES FOR RETIREMENT, INC. | PERSIUM ADVISORS, LLC

CRD#: 128335 / SEC#: 801-71127

RIA

Registered Investment Advisory firm - (3/9/2010 Approved)

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Contact information

Main Address

2100 Riveredge Parkway Suite 1230, Atlanta, GA 30328

Mailing Address

Phone number

(678) 322-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - MAR 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	421
AUM (Assets Under Management)	$ 456,271,837

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/16/2025	Cover Page	Report
08/06/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas W. Ungashick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

MONY SECURITIES CORPORATION

G. R. PHELPS & CO., INC.

Primary Firm SEC Registration

PERSIUM ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/24/1996

Series 7

Date: 10/16/1996

Series 1

Date: 11/26/1975

Series 53

Date: 12/3/1998

Series 24

Date: 2/24/1997

Current Firm

PERSIUM ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PERSIUM ADVISORS, LLC

TRUST BUT VERIFY

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