John A. Jeffords
Professional summary
John Archie Jeffords, who also goes by Jack Jeffords, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Mt Pleasant, South Carolina and TRUIST INVESTMENT SERVICES, INC. located in Mount Pleasant, South Carolina.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. John has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Archie Jeffords's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 235 Magrath Darby Blvd Ste 330, Mt Pleasant, SC 29464February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 235 Magrath Darby Blvd Ste 330, Mount Pleasant, SC 29464January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
November 16, 2012 - February 17, 2021
BB&T SECURITIES, LLC
June 1, 2011 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
May 13, 2011 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
June 9, 2003 - March 29, 2011
J.J.B. HILLIARD, W.L. LYONS, LLC
August 16, 2001 - March 29, 2011
J.J.B. HILLIARD, W.L. LYONS, LLC
October 1, 1999 - August 22, 2001
WELLS FARGO CLEARING SERVICES, LLC
February 5, 1990 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
October 14, 1988 - February 5, 1990
WACHOVIA SECURITIES, INC.
January 17, 1983 - October 14, 1988
JOHNSON, LANE, SPACE, SMITH & CO., INC.
December 2, 1975 - January 11, 1983
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/28/2024)
(2/17/2021)
(2/17/2021)
(7/20/2023)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(8/28/2023)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(12/14/2022)
(7/14/2023)
(10/14/2025)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(4/15/2021)
(10/5/2022)
(2/17/2021)
(11/4/2024)
Exams
Series 8
Date: 3/14/1990
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
