Michelle R. Schmitz
Professional summary
Michelle R Schmitz, who also goes by Mickey Schmitz, is a registered financial professional currently at TRANSAMERICA INVESTORS SECURITIES, LLC located in Denver, Colorado.
Michelle is registered as a RR (Registered Representative) and started their career in finance in 2026. Michelle has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michelle R Schmitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2026 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
Office #1: 1801 California St. Suite 5200, Denver, CO 80202State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2026)
Exams
Series 6TO
Date: 1/30/2026
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| BEITZEL, BRIAN | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 6183770 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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