PG
Paul D. Garnett
GARNETT INVESTMENT STRATEGIES
Beatrice, NE 68310
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CRD#: 815379
PG
Professional summary
Paul Dean Garnett is a registered financial advisor currently at GARNETT INVESTMENT STRATEGIES located in Beatrice, Nebraska.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Paul has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PDG ENTERPRISES, LLC; (non-investment related); 2630 Eastside Blvd., Beatrice, NE; Family company to invest in business opportunities and to utilize gifting for personal estate planning; Managing Member; start date 83/2007; 20 hrs/month; 5 hrs during trading hours; determine the business opportunities for investment. 2)Garnett Family Farms, LLC; (not investment related); 5500 Merle Hay Rd, #14, Johnston, IA; chicken and egg-layer facilities and agriculture; Managing Member; 1997; 2 hrs/month; 0 hrs/month during trading; business manager 3)E Energy Adams, LLC; (investment related); 13238 E. Aspen Rd. Adams, NE; ethanol plant investment; limited investor; 2008; 0 hrs/month; 0 hrs/month during trading; no duties 4) Truman State University President's Advisory Council; (not investment related), 100 E. Normal Ave., Kirksville, MO; Advisory Council; Council Member; start date 03/2018; 1.5 hours/month; 0 hrs/month during trading; advise the university on various matters; 5) Truman State University Foundation; (not investment related), 100 E. Normal Ave., Kirksville, MO; Board Member and Investment Committee Member; start date 04/2020; 1.5 hours/month; 0 hrs/month during trading; advise the university on various matters 6) Security4Sports, LLC; (non-investment related); 2630 Eastside Blvd., Beatrice, NE 68310; provides insurance solutions; CEO and Managing Member; start date 04/2018; 5 hrs/month; 0 hrs/month during trading; manage business consultants. 7) Rare Earth Salts, Inc. (non-investment related); 5331 Element Avenue, Beatrice, NE 68310; Rare earth metal extraction; Board of Managers; start date 08/2019; 4 hrs/month; 0 hrs/month during trading; no duties. 8) Licensed insurance agent (investment related); 2630 Eastside Blvd., Beatrice, NE; Insurance Sales; Insurance agent; start date 02/2016; 5 hrs/month all during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Dean Garnett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2016 - Present
GARNETT INVESTMENT STRATEGIES
Office #1: 2630 Eastside Blvd., Beatrice, NE 68310RIA
CRD#: 282370
Beatrice, NE
Past
August 29, 2013 - October 13, 2015
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
BEATRICE, NE
Past
August 23, 2013 - October 9, 2015
SECURITIES AMERICA, INC.
BD
CRD#: 10205
BEATRICE, NE
Past
July 13, 2007 - August 23, 2013
EDWARD JONES
RIA
CRD#: 250
BEATRICE, NE
Past
November 24, 1975 - July 15, 2013
EDWARD JONES
BD
CRD#: 250
BEATRICE, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GI
GARNETT INVESTMENT STRATEGIES
GARNETT INVESTMENT STRATEGIES | PRIMARY WEALTH MANAGEMENT, LLC
CRD#: 282370 / SEC#: 801-131623
RIA
Registered Investment Advisory firm - (12/16/2024 Approved)Arizona
Registered Investment Advisory firm - (1/2/2025 Terminated)Florida
Registered Investment Advisory firm - (1/2/2025 Terminated)Iowa
Registered Investment Advisory firm - (1/2/2025 Terminated)Kansas
Registered Investment Advisory firm - (1/2/2025 Terminated)Louisiana
Registered Investment Advisory firm - (1/2/2025 Terminated)Missouri
Registered Investment Advisory firm - (10/5/2018 Terminated)Nebraska
Registered Investment Advisory firm - (2/21/2025 Terminated)Texas
Registered Investment Advisory firm - (1/2/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(2/22/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GI
GARNETT INVESTMENT STRATEGIES
GARNETT INVESTMENT STRATEGIES | PRIMARY WEALTH MANAGEMENT, LLC
CRD#: 282370 / SEC#: 801-131623
RIA
Registered Investment Advisory firm - (12/16/2024 Approved)Arizona
Registered Investment Advisory firm - (1/2/2025 Terminated)Florida
Registered Investment Advisory firm - (1/2/2025 Terminated)Iowa
Registered Investment Advisory firm - (1/2/2025 Terminated)Kansas
Registered Investment Advisory firm - (1/2/2025 Terminated)Louisiana
Registered Investment Advisory firm - (1/2/2025 Terminated)Missouri
Registered Investment Advisory firm - (10/5/2018 Terminated)Nebraska
Registered Investment Advisory firm - (2/21/2025 Terminated)Texas
Registered Investment Advisory firm - (1/2/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2630 Eastside Blvd., Beatrice, NE 68310
Mailing Address
Phone number
(402) 223-3433
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 777 |
| AUM (Assets Under Management) | $ 126,610,335 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
