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Cynthia Raad

AMERAUDI ASSET MANAGEMENT
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 8152755
CR
Cynthia RaadAMERAUDI ASSET MANAGEMENT

Professional summary

Cynthia Raad is a registered financial advisor currently at AMERAUDI ASSET MANAGEMENT, INC. located in New York, New York and AMERAUDI INVESTMENT SERVICES LLC located in New York, New York.

Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2026. Cynthia has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Raad's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 7, 2026 - Present

AMERAUDI ASSET MANAGEMENT, INC.

Office #1: 19 East 54th Street, New York, NY 10022
RIA
CRD#: 119854
NEW YORK, NY
Current

June 15, 2026 - Present

AMERAUDI INVESTMENT SERVICES LLC

Office #1: 19 E. 54th Street, New York, NY 10022
BD
CRD#: 327842
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERAUDI ASSET MANAGEMENT, INC.
AMERAUDI ASSET MANAGEMENT, INC.

CRD#: 119854 / SEC#: 801-115201

RIA
Registered Investment Advisory firm - (5/3/2019 Approved)
Florida
Registered Investment Advisory firm - (5/10/2019 Terminated)
New York
Registered Investment Advisory firm - (5/10/2019 Terminated)
Texas
Registered Investment Advisory firm - (5/13/2019 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(8/7/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/16/2025
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/15/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/9/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AA
AMERAUDI ASSET MANAGEMENT, INC.
AMERAUDI ASSET MANAGEMENT, INC.

CRD#: 119854 / SEC#: 801-115201

RIA
Registered Investment Advisory firm - (5/3/2019 Approved)
Florida
Registered Investment Advisory firm - (5/10/2019 Terminated)
New York
Registered Investment Advisory firm - (5/10/2019 Terminated)
Texas
Registered Investment Advisory firm - (5/13/2019 Terminated)
Loading...

Contact information

Main Address
19 East 54th Street, New York, NY 10022
Mailing Address
Phone number
(212) 833-1090
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AMERAUDI ASSET MANAGEMENT, INC PART 2A DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts1,245
AUM (Assets Under Management)$ 1,743,966,021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERAUDI ASSET MANAGEMENT, INC.

CRD#: 119854New York, NY 10022

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