Luca Johnson
Professional Summary
Luca Johnson is a registered financial advisor currently at BROOKFIELD SECURITIES LLC located in New York, New York. Luca is registered as a RR (Registered Representative) and started their career in finance in 2025. Luca has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
1 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
BROOKFIELD SECURITIES LLC
Contact Information
Main Address
225 Liberty Street 8th Floor, New York, NY 10281Mailing Address
225 Liberty Street 8th Floor, New York, NY 10281Phone Number
(212) 978-1737Established
Delaware since 07/13/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/27/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Oct 2025About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Luca Johnson's CRS (Customer Relationship Summary).
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