Phillip C. Anderson

Some features on this profile are disabled

CRD#: 814936

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Phillip Curtis Anderson was a registered financial professional .

Phillip is a previously registered financial professional and started their career in finance in 1982. Phillip had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Hayden Royal; Investment Related; Charlotte, NC; Outside RIA; Start 3/17; Investment Adviser Rep

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 17, 2022 - May 31, 2022

RESURGENT ADVISORS

RIA

CRD#: 299575

Roseville, CA

Past

June 15, 2018 - June 30, 2023

KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898

Roseville, CA

Past

March 24, 2017 - June 15, 2018

SGMA CAPITAL MARKETS LIMITED

CRD#: 135327

Roseville, CA

Past

March 23, 2017 - March 31, 2022

HAYDEN ROYAL

RIA

CRD#: 170037

Roseville, CA

Past

April 23, 2010 - March 24, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

ROSEVILLE, CA

Past

April 23, 2010 - March 24, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ROSEVILLE, CA

Past

September 9, 1996 - May 4, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ROSEVILLE, CA

Past

September 5, 1996 - May 4, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ROSEVILLE, CA

Past

February 6, 1990 - September 4, 1996

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

October 26, 1988 - January 30, 1990

CARILLON INVESTMENTS, INC.

CRD#: 14646

CINCINNATI, OH

Past

June 13, 1984 - June 3, 1988

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

Past

January 6, 1982 - September 26, 1983

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RESURGENT ADVISORS

CRD#: 299575 / SEC#: 801-117725

RIA

Registered Investment Advisory firm - (12/4/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/27/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/15/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 11/12/1975

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/31/2011

General Securities Principal Examination

Current Firm

RESURGENT ADVISORS

CRD#: 299575 / SEC#: 801-117725

RIA

Registered Investment Advisory firm - (12/4/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6300 Powers Ferry Road Suite 600-207, Atlanta, GA 30339

Mailing Address

Phone number

(770) 615-8383

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RESURGENT FRM BROCHURE 3.31.25 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	925
AUM (Assets Under Management)	$ 326,381,640

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Phillip C. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KINGSWOOD CAPITAL PARTNERS, LLC

SGMA CAPITAL MARKETS LIMITED

HAYDEN ROYAL

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

CARILLON INVESTMENTS, INC.

1717 CAPITAL MANAGEMENT COMPANY

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

RESURGENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/27/2007

Series 63

Date: 2/15/1990

SIE

Date: 10/1/2018

Series 7

Date: 6/16/1984

Series 1

Date: 11/12/1975

Series 24

Date: 1/31/2011

Current Firm

RESURGENT ADVISORS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RESURGENT ADVISORS

TRUST BUT VERIFY

Similar Advisors