Olin T. Wiley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Olin Thomas Wiley was a registered financial professional .
Olin is a previously registered financial professional and started their career in finance in 1982. Olin had worked at 8 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2016 - October 16, 2018
VERITY INVESTMENTS, INC.
August 24, 2006 - December 23, 2015
SILVER OAK SECURITIES, INCORPORATED
October 23, 1997 - August 25, 2006
OGILVIE SECURITY ADVISORS CORPORATION
August 27, 1997 - November 21, 1997
ARAGON FINANCIAL SERVICES, INC.
September 26, 1995 - October 1, 1999
NYLIFE SECURITIES LLC
January 9, 1995 - September 12, 1995
VOYA FINANCIAL ADVISORS, INC.
June 23, 1993 - December 31, 1994
ARAGON FINANCIAL SERVICES, INC.
February 26, 1993 - August 25, 1993
IFG NETWORK SECURITIES, INC.
June 10, 1992 - February 2, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
October 18, 1982 - July 31, 1990
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/10/1975
Registered Representative ExaminationCurrent Firm
VERITY INVESTMENTS, INC.
CRD#: 41527 / SEC#: , 8-49474
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Red Flags
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