Wendy K. Avery
Professional summary
Wendy Kay Avery, who also goes by Wendy Kay Waldrop, is a registered financial professional currently at NOBLES & RICHARDS, INC. located in Phoenix, Arizona.
Wendy is registered as a RR (Registered Representative) and started their career in finance in 2025. Wendy has worked at 1 firm and has passed the Series 63, Series 82TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wendy Kay Avery's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2025 - Present
NOBLES & RICHARDS, INC.
Office #1: 18500 N. Allied Way, Phoenix, AZ 85054State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2025)
(10/9/2025)
(10/9/2025)
(10/15/2025)
(10/14/2025)
(11/10/2025)
(10/23/2025)
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(1/2/2026)
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(11/18/2025)
(3/30/2026)
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(10/14/2025)
(10/29/2025)
(10/9/2025)
(10/10/2025)
(1/7/2026)
(10/30/2025)
(10/14/2025)
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(10/13/2025)
(10/10/2025)
(11/12/2025)
(10/10/2025)
(10/14/2025)
(10/16/2025)
(10/14/2025)
(10/10/2025)
(10/10/2025)
(10/14/2025)
(11/10/2025)
(11/19/2025)
(10/13/2025)
(10/16/2025)
(10/15/2025)
(10/13/2025)
Exams
Series 82TO
Date: 10/8/2025
Limited Representative-Private Securities OfferingsFINRA
Current Firm
NOBLES & RICHARDS, INC.
CRD#: 146870 / SEC#: , 8-67859
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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