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Find, Compare and Monitor Financial Advisors at NOBLES & RICHARDS, INC.

CRD#: 146870
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

NOBLES & RICHARDS, INC. is located at 801 East Plano Parkway Suite 220, Plano, TX 75074 and was first established at Dallas, Texas in 10/02/2007. After operating for 18 years, NOBLES & RICHARDS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NOBLES & RICHARDS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. NOBLES & RICHARDS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NOBLES & RICHARDS, INC. are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NOBLES & RICHARDS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NOBLES & RICHARDS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for NOBLES & RICHARDS, INC. Comes From

Understanding the Statistics for NOBLES & RICHARDS, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
801 East Plano Parkway Suite 220, Plano, TX 75074
Mailing Address
801 East Plano Parkway Suite 220, Plano, TX 75074
Firm Size
Small
Phone Number
(214) 642-6603
Established
Texas since 10/02/2007
Firm Type
Corporation
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
TELEMARKETING LAW COMPLIANCE, LLCSHAREHOLDER
NOBLES, ILONKAPRESIDENT/CCO2704881
RICHARDS, JAMES ROSSCFO/FINOP2680389

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at NOBLES & RICHARDS, INC.

EB

Edward Wayne Butowsky

Ed Butowsky
IAR
RR
CRD#: 1660615
Location:
Plano, TX 75093
Company:
ETHOS FINANCIAL GROUP, LLC
Disclosures:
Experience:
38 years
View Profile
AS

Anthony Joseph Scalia

Anthony Joseph Scalia Iii, Anthony Joseph Iii Scalia, Tony Scalia Iii, Tony Scalia
IAR
RR
CRD#: 1859836
Location:
Plano, TX 75074
Company:
FOURSTAR WEALTH ADVISORS, LLC
Disclosures:
Experience:
37 years
View Profile
JM

Joy Catherine Martinsen

Joy C Derupo, Joy Catherine Derupo, Joy C Martinsen, Joy C Piotrowski, Joy Catherine Piotrowski
IAR
RR
CRD#: 2008075
Location:
Smithtown, NY 11787
Company:
NOBLES & RICHARDS ADVISORS, LLC
Disclosures:
Experience:
36 years
View Profile
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