Cole R. Barkocy

ASSURED ADVISORY GROUP

EAST DUNDEE, IL 60118-2440

CRD#: 8147682

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Professional summary

Cole Robert Barkocy is a registered financial advisor currently at ASSURED ADVISORY GROUP, LLC located in East Dundee, Illinois.

Cole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Cole has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Robert Barkocy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 13, 2025 - Present

ASSURED ADVISORY GROUP, LLC

Office #1: 1141 East Main Street Suite 215, East Dundee, IL 60118-2440

RIA

CRD#: 316449

EAST DUNDEE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/2025

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 4/30/2025

Securities Industry Essentials Examination

Current Firm

ASSURED ADVISORY GROUP, LLC

ASSURED ADVISORY GROUP, LLC | ASSURED CONCEPTS GROUP LTD.

CRD#: 316449 / SEC#:

Illinois

Registered Investment Advisory firm - (12/7/2021 Approved)

Texas

Registered Investment Advisory firm - (12/8/2021 Approved)

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Contact information

Main Address

1141 East Main Street Suite 215, East Dundee, IL 60118-2440

Mailing Address

Phone number

(847) 426-1077

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	308
AUM (Assets Under Management)	$ 85,567,060

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cole R. Barkocy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Robert Barkocy's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSURED ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/2025

SIE

Date: 4/30/2025

Current Firm

ASSURED ADVISORY GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASSURED ADVISORY GROUP, LLC

TRUST BUT VERIFY

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