Joseph J. Granata
Professional summary
Joseph James Granata, who also goes by Joseph Granata, is a registered financial professional currently at J.M LUMMIS SECURITIES, INC. located in New Canaan, Connecticut.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2025. Joseph has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph James Granata's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2025 - Present
J.M LUMMIS SECURITIES, INC.
Office #1: 50 Locust Ave, New Canaan, CT 06840State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2026)
Exams
Series 7TO
Date: 12/11/2025
General Securities Representative ExaminationFINRA
Current Firm
J.M LUMMIS SECURITIES, INC.
CRD#: 43818 / SEC#: , 8-50435
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J. M. LUMMIS & COMPANY, INC. | SHAREHOLDER | |
| LUMMIS, DAVID CARLETON | PRESIDENT/CEO, CCO | 2936177 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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