AB
Alec J. Blumberg
BERENSON & COMPANY
NEW YORK, NY 10065
CRD#: 8141364
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AB
Alec Jesse BlumbergBERENSON & COMPANY
Professional summary
Alec Jesse Blumberg is a registered financial professional currently at BERENSON & COMPANY, LLC located in New York, New York.
Alec is registered as a RR (Registered Representative) and started their career in finance in 2025. Alec has worked at 1 firm and has passed the Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alec Jesse Blumberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2025 - Present
BERENSON & COMPANY, LLC
Office #1: 667 Madison Avenue 18th Floor, New York, NY 10065BD
CRD#: 28016
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 79TO
Date: 8/23/2025
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
B&
BERENSON & COMPANY, LLC
BERENSON & COMPANY, LLC | BERENSON MINELLA & COMPANY, L.P. | BERENSON MINELLA & COMPANY LLC
CRD#: 28016 / SEC#: , 8-43368
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
667 Madison Avenue 18th Floor, New York, NY 10065
Mailing Address
667 Madison Avenue 18th Floor, New York, NY 10065
Phone number
(212) 935-7676
Established
Delaware since 01/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Documents
Red Flags
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