Regina G. Tyson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Regina Gilhooly Tyson, who also goes by Regina Ann Gilhooly, Regina Tyson, was a registered financial professional .
Regina is a previously registered financial professional and started their career in finance in 1982. Regina had worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2013 - July 8, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
October 3, 2005 - September 9, 2013
TOWER SQUARE SECURITIES, INC.
August 16, 2004 - June 7, 2006
METLIFE INVESTORS DISTRIBUTION COMPANY
August 16, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
August 16, 2004 - September 9, 2013
WALNUT STREET SECURITIES, INC.
August 16, 2004 - January 2, 2015
NEW ENGLAND SECURITIES
August 16, 2004 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
November 7, 2000 - August 16, 2002
DIRKS & COMPANY, INC.
July 9, 1996 - September 18, 2000
LEGG MASON WOOD WALKER, INCORPORATED
February 28, 1996 - June 11, 1996
NOYES PARTNERS INCORPORATED
March 29, 1993 - January 16, 1996
FIRST INTERREGIONAL EQUITY CORP.
September 14, 1990 - April 3, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 9, 1987 - January 17, 1990
QUICK & REILLY, INC.
January 28, 1982 - March 26, 1987
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/9/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
