DB
Daniel E. Brunette
CETERA INVESTMENT ADVISERS LLC
INDIANAPOLIS, IN 46204
Some features on this profile are disabled
CRD#: 813924
DB
Professional summary
Daniel Edward Brunette, CFP®, ChFC®, CLU®, who also goes by Dan Brunette, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Indianapolis, Indiana and CETERA ADVISORS LLC located in Indianapolis, Indiana.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. Daniel has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, Series 6TO, SIE, Series 7, Series 22, Series 2, Series 1 and Series 12 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Brunette
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 .DEB INV GROUP LLC; NO; INDY, IN; HOLDING CO MANAGING PASSIVE BUSINESS INTERESTS; 12/2002; O HRS; ESTABLISHED FOR ESTATE & INCOME TAX PURPOSES, 100% PASSIVE OWNER 2.DEB REAL ESTATE INV GROUP, LLC; NO; INDY, IN; HOLDING CO MANAGING PASSIVE R/E INTERESTS; 12/2002; O HRS; EST FOR ESTATE & INCOME TAX PURPOSES, 100% PASSIVE OWNER 3. SR 135, LLC; NO; SCOTTSDALE, AZ; OWN UNDEVELOPED LAND FOR COMMERCIAL DEVELOPMENT; 12/2002; 0 HRS; 100% MEM 4. WEST 56TH ST., LLC; NO; INDY, IN; OWN & DEVELOP LAND & COMMERICAL PROPERTIES; 1996; 0 HRS; 50% PASSIVE OWNER 5. SI1, LLC; MEM; START DATE 01/01/07 6. NEW SESCO, INC.; MEM;OTHER; START DATE 07/01/99 7. GRAND VALLEY, LLC; MEM; OTHER; START DATE 01/01/1996 8. GENTRY PTRS, LTD;INDEPENDENT CONTRACTOR; INSURANCE;START DATE 07/01/02; 160 HRS. PER MONTH 9. D&G INVS, LP;PTR;OTHER;START DATE 09/01/95 10. ONE RESOURCE GROUP; INDEPENDENT CONTRACTOR;INSURANCE;START DATE 07/01/02; 160 HRS. PER MONTH 11. AMERICAN METAL COATINGS, INC.; OWNER; START DATE 03/01/99 12. DP ORCHARD CO.; START DATE 01/01/98 13. THE ACADEMY APTS LLC; MEM; OTHER; START DATE 05/1/98 14. SAXONY COURT ASSOCIATES, INC.; SHAREHOLDER; OTHER; START DATE 01/01/95 15. LIMIT DNE, LLC DBA MATHNASIUM; MEM; EDUCATION; START DATE 07/01/14; 4 HRS/MO. 16. SC RE GROUP; PTR; RE; START DATE 01/01/07; 4 HRS/MO 17. BEACON SOLUTIONS INC. - DBA (OWNED BY DEB INVS GROUP, LLC); MEM - EDUCATION/TRAINING; START DATE: 01/31/18; ZERO HRS/MO 18. NEWSPRING ACCEPTANCE; PTR; RE(RENTAL PROPERTY/PASSIVE INV); START DATE 04/01/18; 4 HRS/MO 19. SESCO GROUP HOLDING CO LLC; OWNER; CONSULTING; START DATE 01/01/19; 4 HRS/MO 20. PAD, LLC; COMMERCIAL BLDG; START DATE: 01/01/99; 0 HRS/MO 21. LYGOS INC; MEM; START DATE 04/01/12; 0 HRS/MO 22. SESCO GROUP COMPLIANCE; PTR; RE; START DATE: 01/01/19; 0 HRS/MO 23. SESCO GROUP HOLDING CO LLC; OWNER; CONSULTING; START DATE: 01/01/2019; 4 HRS/MO 24. BRUNETTE WEALTH ADVISORY, INC. OWNER; HOLDING CO OR TAX/BILL PAYMENT ENTITY; START DATE: 05/29/2019; 160 HOURS PER MONTH 25. ARTISTRY WEALTH LLC; CEO WEALTH MANAGER; DBA; START DATE 03/01/2020; 160 HOURS PER MONTH 26. SPORTSMAN UNITS LLC; PARTNER; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE 05/21/2020; 0 HOURS PER MONTH
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Edward Brunette's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 500 East Ohio Street Suite 200, Indianapolis, IN 46204RIA
CRD#: 105644
INDIANAPOLIS, IN
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 9265 Counselors Row Suite 120, Indianapolis, IN 46240BD
CRD#: 10299
INDIANAPOLIS, IN
Past
October 18, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
INDIANAPOLIS, IN
Past
October 17, 2012 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
INDIANAPOLIS, IN
Past
November 1, 2002 - October 24, 2012
OGILVIE SECURITY ADVISORS CORPORATION
RIA
CRD#: 10105
INDIANAPOLIS, IN
Past
August 6, 2002 - October 24, 2012
OGILVIE SECURITY ADVISORS CORPORATION
BD
CRD#: 10105
INDIANAPOLIS, IN
Past
February 28, 1987 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
December 16, 1986 - January 13, 1987
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
Past
September 24, 1984 - December 15, 1986
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
Past
March 4, 1983 - October 11, 1984
HALL SECURITIES CORPORATION
BD
CRD#: 13013
Past
October 28, 1975 - July 17, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2022)
RR
Alaska(9/8/2022)
RR
Arizona(9/8/2022)
RR
Arkansas(9/8/2022)
RR
California(9/8/2022)
RR
Colorado(9/8/2022)
RR
District of Columbia(9/8/2022)
RR
Florida(9/8/2022)
RR
Georgia(9/8/2022)
RR
Illinois(9/8/2022)
IAR
Indiana(11/12/2020)
RR
Indiana(9/8/2022)
RR
Iowa(9/8/2022)
RR
Kentucky(9/12/2022)
RR
Maryland(9/8/2022)
RR
Michigan(9/8/2022)
RR
Minnesota(9/8/2022)
RR
Missouri(9/8/2022)
RR
Nebraska(3/18/2025)
RR
Nevada(9/8/2022)
RR
New York(9/8/2022)
RR
North Carolina(9/8/2022)
RR
Ohio(9/8/2022)
RR
Oklahoma(9/8/2022)
RR
Pennsylvania(9/8/2022)
RR
Rhode Island(9/12/2023)
RR
South Carolina(9/8/2022)
RR
Tennessee(9/8/2022)
IAR
Texas(11/12/2020)
RR
Texas(9/8/2022)
RR
Utah(8/14/2024)
RR
Virginia(9/8/2022)
RR
Washington(9/8/2022)
RR
Wisconsin(9/8/2022)
RR
Wyoming(6/18/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 1/24/1983
Non-Member General Securities ExaminationGeneral Industry/Product Exam
RR
Series 1
Date: 10/21/1975
Registered Representative ExaminationPrincipal/Supervisory Exam
RR
Series 12
Date: 12/29/1999
NYSE Branch Manager ExaminationSRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
