Daniel E. Brunette
Professional summary
Daniel Edward Brunette, CFP®, ChFC®, CLU®, who also goes by Dan Brunette, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Indianapolis, Indiana and CETERA ADVISORS LLC located in Indianapolis, Indiana.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. Daniel has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, Series 6TO, SIE, Series 7, Series 22, Series 2, Series 1 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Edward Brunette's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1994
Experience
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 500 East Ohio Street Suite 200, Indianapolis, IN 46204September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 9265 Counselors Row Suite 120, Indianapolis, IN 46240October 18, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
October 17, 2012 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
November 1, 2002 - October 24, 2012
OGILVIE SECURITY ADVISORS CORPORATION
August 6, 2002 - October 24, 2012
OGILVIE SECURITY ADVISORS CORPORATION
February 28, 1987 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
December 16, 1986 - January 13, 1987
ROBERT W. BAIRD & CO. INCORPORATED
September 24, 1984 - December 15, 1986
VESTAX SECURITIES CORPORATION
March 4, 1983 - October 11, 1984
HALL SECURITIES CORPORATION
October 28, 1975 - July 17, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/27/2026)
(3/27/2026)
(11/12/2020)
(9/8/2022)
(3/27/2026)
(3/27/2026)
(3/27/2026)
(3/27/2026)
(3/27/2026)
(3/27/2026)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 2
Date: 1/24/1983
Non-Member General Securities ExaminationSeries 1
Date: 10/21/1975
Registered Representative ExaminationSeries 12
Date: 12/29/1999
NYSE Branch Manager ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
