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CF

Connor H. Foster

PGIM INVESTMENTS
NEWARK, NJ 07102
CRD#: 8136389
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CF
Connor Harrison FosterPGIM INVESTMENTS

Professional summary

Connor Harrison Foster, who also goes by Connor Foster, is a registered financial advisor currently at PGIM INVESTMENTS LLC located in Newark, New Jersey and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.

Connor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Connor has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Connor Foster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Harrison Foster's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 6, 2026 - Present

PGIM INVESTMENTS LLC

Office #1: 655 Broad Street, Newark, NJ 07102
RIA
CRD#: 105670
NEWARK, NJ
Current

August 13, 2025 - Present

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

Office #1: 655 Broad Street, Newark, NJ 07102
BD
CRD#: 18353
NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PGIM INVESTMENTS LLC
PGIM INVESTMENTS LLC | PRUDENTIAL INVESTMENTS LLC | PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC

CRD#: 105670 / SEC#: 801-31104

RIA
Registered Investment Advisory firm - (12/31/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/13/2025)
RR
Alaska
(8/13/2025)
RR
Arizona
(8/13/2025)
RR
Arkansas
(8/13/2025)
RR
California
(8/13/2025)
RR
Colorado
(8/13/2025)
RR
Connecticut
(8/13/2025)
RR
Delaware
(8/13/2025)
RR
District of Columbia
(8/13/2025)
RR
Florida
(8/13/2025)
RR
Georgia
(8/13/2025)
RR
Hawaii
(8/13/2025)
RR
Idaho
(8/13/2025)
RR
Illinois
(8/13/2025)
RR
Indiana
(8/13/2025)
RR
Iowa
(8/13/2025)
RR
Kansas
(8/13/2025)
RR
Kentucky
(8/13/2025)
RR
Louisiana
(8/13/2025)
RR
Maine
(8/13/2025)
RR
Maryland
(8/13/2025)
RR
Massachusetts
(8/13/2025)
RR
Michigan
(8/13/2025)
RR
Minnesota
(8/13/2025)
RR
Mississippi
(8/13/2025)
RR
Missouri
(8/13/2025)
RR
Montana
(8/13/2025)
RR
Nebraska
(8/13/2025)
RR
Nevada
(8/13/2025)
RR
New Hampshire
(8/13/2025)
RR
New Jersey
(8/13/2025)
IAR
New Jersey
(5/6/2026)
RR
New Mexico
(8/13/2025)
RR
New York
(8/13/2025)
RR
North Carolina
(8/13/2025)
RR
North Dakota
(8/13/2025)
RR
Ohio
(8/14/2025)
RR
Oklahoma
(8/13/2025)
RR
Oregon
(8/13/2025)
RR
Pennsylvania
(8/13/2025)
RR
Rhode Island
(8/13/2025)
RR
South Carolina
(8/13/2025)
RR
South Dakota
(8/13/2025)
RR
Tennessee
(8/13/2025)
RR
Texas
(8/13/2025)
RR
Utah
(8/13/2025)
RR
Vermont
(8/13/2025)
RR
Virginia
(8/13/2025)
RR
Washington
(8/13/2025)
RR
West Virginia
(8/13/2025)
RR
Wisconsin
(8/13/2025)
RR
Wyoming
(8/13/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/25/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/13/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/24/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PI
PGIM INVESTMENTS LLC
PGIM INVESTMENTS LLC | PRUDENTIAL INVESTMENTS LLC | PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC

CRD#: 105670 / SEC#: 801-31104

RIA
Registered Investment Advisory firm - (12/31/1987 Approved)
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Contact information

Main Address
655 Broad Street, Newark, NJ 07102
Mailing Address
Phone number
(973) 802-9908
Established
Firm type
Fiscal year end
# of Employees
490

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PGIM INVESTMENTS LLC (3/26/2025)

Regulatory assets under management

Total Number of Accounts196
AUM (Assets Under Management)$ 322,085,635,448

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PGIM INVESTMENTS LLC

CRD#: 105670Newark, NJ 07102

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