AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
SG

Saqlain Golandaz

THREE OCEAN SECURITIES
NEW YORK, NY 10176
CRD#: 8136037
Some features on this profile are disabled
SG
Saqlain GolandazTHREE OCEAN SECURITIES

Professional summary


Saqlain Golandaz is a registered financial professional currently at THREE OCEAN SECURITIES LLC located in New York, New York.

Saqlain is registered as a RR (Registered Representative) and started their career in finance in 2026. Saqlain has worked at 1 firm and has passed the Series 79TO and SIE exams.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Saqlain Golandaz's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 28, 2026 - Present

THREE OCEAN SECURITIES LLC

Office #1: 551 Fifth Avenue Suite 3800, New York, NY 10176
BD
CRD#: 166387
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 79TO
Date: 4/28/2026
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm


TO
THREE OCEAN SECURITIES LLC
THREE OCEAN PARTNERS ADVISORS LLC | THREE OCEAN SECURITIES LLC

CRD#: 166387 / SEC#: , 8-69203

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Loading...

Contact information


Main Address
551 Fifth Avenue, Suite 3800, New York, NY 10176
Mailing Address
551 Fifth Avenue, Suite 3800, New York, NY 10176
Phone number
(212) 259-0559
Established
Delaware since 07/22/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
THREE OCEAN PARTNERS LLCSOLE MEMBER
KNOWLTON, DAVID WILLIAMCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER2316310
SCHAPS, MICHAEL ROBERTCFO, FINOP, PFO, POO1892138

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THREE OCEAN SECURITIES LLC

CRD#: 166387New York, NY 10176

TRUST BUT VERIFY

Monitor Saqlain Golandaz

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
PARAMUS, NJ
Anthony J. Macagna
Anthony MacagnaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
PARAMUS, NJ
Anita Narendra Srivastava
Anita SrivastavaAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Paramus, NJ
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.