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TH

Thomas A. Hurtado

BANKERS LIFE SECURITIES
RICHARDSON, TX 75080
CRD#: 8134814
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TH
Thomas Alonzo HurtadoBANKERS LIFE SECURITIES

Professional summary

Thomas Alonzo Hurtado, who also goes by Thomas Hurtado, Tom Hurtado, is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in Richardson, Texas.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2025. Thomas has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.

Aliases

Thomas Hurtado | Tom Hurtado

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Alonzo Hurtado's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 24, 2025 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 501 W President George Bush Hwy Suite 100, Richardson, TX 75080
BD
CRD#: 173962
RICHARDSON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(2/3/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/2/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 9/24/2025
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/28/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BL
BANKERS LIFE SECURITIES, INC.
BANKERS LIFE | BL SECURITIES, INC. | BANKERS LIFE SECURITIES, INC.

CRD#: 173962 / SEC#: , 8-69562

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
303 E Wacker Drive Ste 500, Chicago, IL 60601
Mailing Address
303 E. Wacker Drive Ste 500, Chicago, IL 60601
Phone number
(844) 553-9083
Established
Indiana since 07/31/2014
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CDOC, INC.PARENT COMPANY
GOLDBERG, SCOTT LOUISBOARD MEMBER5296395
HEILMAN, CHERYL LYNNPRESIDENT/CEO/DIRECTOR2114445
JOSEPHSON, STEVEN MCOO, DIRECTOR2239540
KELLY, BRETT JDIRECTOR, BLS OPERATIONS4818868
LAMSON, MARK LEEDIRECTOR OF SALES PRACTICE1796166
MCDONOUGH, PAUL HBOARD MEMBER7089411
ROBERTS, ALBERTA STEPHENSCHIEF COMPLIANCE OFFICER/ SECRETARY2681068
TUCKER, CLARK BOMARFINOP1977842

Disclosures

Regulatory Event1
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

BANKERS LIFE SECURITIES, INC.

CRD#: 173962Richardson, TX 75080

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